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Regulation of Financial Markets Notes

KSh 500.00

Latest Regulation of Financial Markets study notes intended for KASNEB CIFA Foundation Level course. The soft copy of these notes can be used for other accounting and business associated courses.

Description

Regulation of Financial Markets Notes Contents

1. Introduction to law
2. Law of contract
3. Law of agency
4. Regulation of financial markets
5. Regulation of capital markets
6. Raising capital in securities
7. Central depository system
8. Immobilization of securities
9. Regulations governing intermediaries in financial markets
10. Securities exchange
11. Securities transactions
12. Securities registers, accounts and records
13. Corporate governance
14. Prevention of money laundering
15. Emerging issues and trends in financial markets

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