Governance and Compliance Audit Notes

Description

Governance and Compliance Audit Notes Contents

1. Basic concepts and elements in auditing
2. Governance and compliance risks
3. Introduction to governance and compliance audit
4. Legal, regulatory and professional and ethical considerations
5. Engagement and appointment
6. Planning for a governance and compliance audit
7. Documentation and Communication
8. Conduct of governance and compliance audit
9. Gathering audit evidence
10. Reporting governance and compliance audit
11. Implementing audit recommendations
12. Post governance and compliance audit
13. Peer review mechanism
14. Governance Awards in practice